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Dave Phillips
Trade Desk Principal

Dave assists with all accounts and questions related to the traditional brokerage business that we clear through Pershing.

He executes security transactions for customers as well as for account executives.

He started his career in 1978 auditing broker/dealers for Deloitte, Haskins and Sells in college.

He was the Financial and Operations Principal of a Clearing Firm in California.

Dave enjoys traveling whenever he can with his lovely wife Katey.

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