Chief Compliance Officer
Ed is a leader in the financial industry, with more than fifty years of blended financial and compliance experience. As Intervest's Chief Compliance Officer, Ed will insure proactive monitoring of SEC, FINRA, and state regulations, oversee the maintenance of all associate registrations, customize written supervisory procedures, and assume total responsibility for all compliance functions within the firm.
Prior to his coming to Intervest, Ed was a Regional Operations/Compliance Director at Financial Network Investment Corporation in Albuquerque, NM. Previous career appointments include Boettcher & Company, Inc./Kemper Securities, where Ed was a Partner/VP of Operations.
Ed is returning to his Colorado roots. He attended Lakewood High School and Colorado State University before serving twenty-four years with Boettcher & Co. in Denver. Additionally, Ed has served since 1996 as an industry expert arbitrator and chairperson for the NASD (now FINRA).